We’ve got a seat for you: Compliance Supervisor

Function of the place:

Guaranteeing compliance with relevant legal guidelines and rules pertaining to the monetary companies trade.

Duties:

• Managing FIC/AML compliance throughout the enterprise and guaranteeing timeous reporting to the regulatory authority/ies

• Managing FAIS compliance throughout the enterprise and guaranteeing timeous reporting to the regulatory authority/ies

• Growing, sustaining, and reviewing insurance policies, procedures and inner controls

• Improvement and implementation of compliance danger administration plans

• Professional-actively figuring out current and potential management deficiencies and exposures from ongoing monitoring critiques

• Appearing as an impartial reviewer to make sure the timeous escalation and determination of compliance associated dangers or considerations

• Offering steerage to enterprise on the avoidance / mitigation of potential compliance dangers and implementation of remedial motion plans

• Sustaining professional information on relevant legal guidelines and rules, together with related amendments thereto

• Suggest and implement compliance administration consciousness programmes

• Selling a constructive compliance tradition that emphasises and demonstrates the significance of insurance policies, procedures and inner controls by mentioning the implications of non-compliance

• Growing, main and/or taking part in workers compliance coaching

• Coping with regulatory authorities / issues as and when required, together with:

o the submission of regulatory returns and data requests

o coping with enquiries, onsite inspections and audits, in addition to common engagement conferences

• Reporting to the Head of Compliance and offering correct experiences and advert hoc authorized opinions

Necessities:

• Minimal 5 years’ expertise in a compliance administration place with in-depth information of the non-life and life insurance coverage trade and relevant laws (Insurance coverage Act, Quick-term Insurance coverage Act, Lengthy-term Insurance coverage Act, FAIS Act, FICA, POPIA)

• Experience in FIC/AML compliance and reporting (certification advantageous)

• A related authorized / compliance qualification

• RE1

• RE5 advantageous

• Licensed compliance officer advantageous

Expertise and Attributes:

• Capacity to establish compliance dangers and make suggestions which might be applicable for enterprise

• Consideration to element and meticulous accuracy is crucial

• Capacity to professionally talk with numerous ranges of workers and administration

To use, ship your CV to [email protected] For those who don’t obtain any suggestions inside 10 working days after the deadline, please settle for your utility as unsuccessful. In response to this advert, you acknowledge and settle for that we’ll must course of your private information. To see how we course of private information, be at liberty to take a look at the privateness coverage on our web site.

Abstract